Areas Of Practice

Business & Corporate

Business Finance / Securities

Mr. Weingarten represents start-up companies, public companies and underwriters in a variety of securities transactions which have included: public offerings under the Securities Act of 1933 (Forms S-1, S-2, S-3, S-4 [corporate combinations] and Form S-8 [employee benefit plans]); public offerings for small business issuers (Regulation S-B); private placements of securities (Regulation D, intra-state exemption); Exchange Act registration and reporting (Form 10); Annual Reports (Form 10-K); sales under Rule 144 and trading by affiliates; compliance with insider-trading regulations (Section 16 of the Securities Exchange Act of 1934 and Forms 3, 4 and 5); tender offers; compliance with proxy regulation and preparation of proxy statements; going-private transactions; filings with the NASD, NASDAQ and the American Stock Exchange; and blue-sky filing.